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Securities Industry and Financial Markets Association
Results: 602

#	Item
551	PDF Document Add to Reading List Source URL: www.dol.gov Language: English - Date: 2011-03-18 12:18:04 Financial services Collective investment schemes Institutional investors Financial markets Securities Industry and Financial Markets Association Individual retirement account Financial adviser Hedge fund Mutual fund Financial economics Investment Finance
552	PDF Document Add to Reading List Source URL: www.osc.state.ny.us Language: English - Date: 2014-05-10 06:18:04 Finance Primary dealers United States federal banking legislation Investment banking Citigroup Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Industry and Financial Markets Association Subprime mortgage crisis Subprime crisis impact timeline Financial economics Late-2000s financial crisis Investment
553	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-17 09:58:56 United States federal banking legislation 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama Systemic risk U.S. Securities and Exchange Commission Freedom of Information Act Securities Industry and Financial Markets Association Financial economics Investment Finance
554	PDF Document Add to Reading List Source URL: www.dol.gov Language: English - Date: 2011-03-18 12:18:05 Financial services Trade associations Bonds Securities Industry and Financial Markets Association Financial adviser Fiduciary Investment Advisers Act Collective investment scheme 401 Financial economics Investment Finance
555	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-04-04 13:30:22 Stock market United States Securities and Exchange Commission Securities Financial markets Equity securities Regulation NMS Security Securities Industry and Financial Markets Association Securities Exchange Act Financial economics Investment Finance
556	PDF Document Add to Reading List Source URL: www.dol.gov Language: English - Date: 2011-03-18 12:18:05 Financial services Collective investment schemes Trade associations Securities Industry and Financial Markets Association Fiduciary Mutual fund Financial adviser Employee Benefits Security Administration Investment Policy Statement Financial economics Investment Finance
557	May 25, 2012 Via E-Mail: [removed] Secretariat of the Financial Stability Board c/o Bank for International Settlements CH-4002, Basel, Switzerland Re: Add to Reading List Source URL: www.financialstabilityboard.org Language: English - Date: 2012-08-07 03:07:00 Financial markets Securities Short selling Financial services Stock market Repurchase agreement Securities Industry and Financial Markets Association Net capital rule Financial Industry Regulatory Authority Financial economics Finance Financial system
558	SPEECH[removed]Michel Barnier Member of the European commission in charge of Internal Market and of Services Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2010-10-29 08:48:52 Financial markets Late-2000s financial crisis United States federal banking legislation Systemic risk 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Derivative Securities Industry and Financial Markets Association Hedge fund Financial economics Finance Investment
559	Securities Industry and Financial Markets Association, extending February 12, 2004 letter Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-11 17:16:13 Financial system Fixed income market Investment Registered Investment Advisor Securities Industry and Financial Markets Association Broker-dealer Investment Advisers Act U.S. Securities and Exchange Commission Financial adviser Financial economics Finance Financial markets
560	October 11, 2013 Via Electronic Filing Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-15 11:23:44 Financial markets Investment Advisor Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Financial adviser Securities Industry and Financial Markets Association Broker-dealer Short Registered Investment Advisor Financial economics Finance Financial system

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